Tompkins & Co
RIASEC RegisteredEst. 2011
Total AUM
$355M
Discretionary
$15M
4% of AUM
Avg account
$118M
Accounts
3
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 157240
- Registered since
- April 27, 2011
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Tompkins & Co. is a privately owned limited liability company that has been SEC‑registered since 2011. The firm operates on a percentage‑of‑AUM fee model and provides portfolio management services aimed at individuals and small businesses. According to its disclosures, Tompkins & Co. is not positioned as a capital allocator, does not act as a pension consultant, and does not identify as an active ESG investor or a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Contacts
1 of 1James Tompkins
PrincipalCRD 1374934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Clay Northam Wealth Management
RIAHuntington Beach, CA
AUM $355MTEAM 2REPS 2
Sepulveda Management LLC
RIALos Angeles, CA
AUM $355MTEAM 8REPS 7
Fpnavigators
RIAMaple Grove, MN
AUM $355MTEAM 8REPS 5
Hanover Advisors, Inc
RIASeneca, SC
AUM $355MTEAM 3REPS 3
Bull Harbor Capital LLC
RIABethesda, MD
AUM $355MTEAM 43REPS 28
Harrington Investments, Inc.
RIANapa, CA
AUM $355MTEAM 5REPS 4