Tompkins & Co

Overview

Tompkins & Co is a small, equity-focused registered investment adviser that manages concentrated pools of exchange-listed securities through separately managed accounts (SMAs) and pooled mutual fund exposures. The firm charges clients on a percentage-of-AUM basis and provides portfolio management services primarily to individuals and small businesses. Its filing shows a clear allocation preference toward exchange-traded equities rather than fixed income or cash-heavy strategies, and it is not flagged as an active ESG investor. Strategically, Tompkins & Co operates largely in a non‑discretionary capacity, retaining relationships where clients or account sponsors preserve trading authority. Custodial relationships are concentrated at a major custodian, which supports execution and custody for the firm’s equity positions. The adviser does not present itself as a capital allocator to external private funds, and the filing does not indicate family office services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices