CLAY NORTHAM WEALTH MANAGEMENT

RIASEC RegisteredEst. 2017
Total AUM
$355M
Discretionary
$355M
100% of AUM
Avg account
$320K
Accounts
1,108
Employees
2
Advisory reps
2

Firm details

Headquarters
HUNTINGTON BEACH, California
CRD number
159002
Registered since
April 3, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI74.29%
  • Individuals25.71%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Clay Northam Wealth Management is an independent, SEC-registered investment adviser organized as an LLC and active since 2017. The firm serves individual and family clients, charging investment management fees as a percentage of assets under management. Core services listed include comprehensive financial planning, discretionary portfolio management for individuals and small businesses, and the selection or oversight of third-party advisers. The firm functions as a capital allocator, directing client capital into both public markets and externally managed alternative strategies. Clay Northam Wealth Management received recognition from FA Magazine as a Top RIA Firm in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 17%, Non-Exchange Traded Equities 3%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%53%
  • Exchange Traded Equities53%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents17%
  • Non-Exchange Traded Equities3%
  • US Government Bonds2%

Contacts

2 of 2
  • BRIAN CLAY

    Founding PrincipalCRD 4227797

  • DARREN NORTHAM

    Founding PrincipalCRD 2765202

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$112M in ETFs

Passive

88%

$98M

Active

9%

$13.9M

ETFProviderStyleCategoryValueShares% of portfolio
PACER US CASH COWS 100 ETF (COWZ)PassiveMid Cap Value$17.3M276,88115.48%

Location

Primary office

HUNTINGTON BEACH, CA

ORANGE

Location

HUNTINGTON BEACH, CA

Headquartered in HUNTINGTON BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
16400 Pacific Coast Hwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth