Thurston, Springer, Miller, Herd & Titak, Inc.

Broker-DealerFINRA MemberEst. 1980
Total AUM
Advisory reps
138
Avg account
$0

Firm details

Headquarters
Indianapolis, Indiana
CRD number
8478
Registered since
November 21, 1980

Firm profile

FINTRX

Overview

Thurston, Springer, Miller, Herd & Titak, Inc. is organized as a corporation and has been SEC-registered since 1980. The firm is classified in the dataset as a domestic entity with individual ownership elements and is not identified as a capital allocator or a multi-state registered adviser. The profile indicates the firm does not self-identify as an active ESG investor and is not listed as a pension consultant or related adviser. Regulatory and business-detail fields such as advisory activities and fee structure are not populated in the source material. The dataset also flags the firm’s classification as “Unclassified,” which suggests limited public disclosure about its formal business segmentation beyond its investment and custody footprints.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • James Stevens

    James Stevens

    Chief Executive OfficerCRD 4428134

  • Matthew Reynolds

    Matthew Reynolds

    President, Chief Financial OfficerCRD 4077413

  • Christian Taylor

    Christian Taylor

    Chief Compliance OfficerCRD 5462381

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Contacts

3 of 129
  • Joel Cox

    Joel Cox

    Registered RepresentativeCRD 5710438

  • Christopher Esser

    Christopher Esser

    Vice President of InvestmentsCRD 5742446

  • Jean Haas

    Jean Haas

    Investment ExecutiveCRD 5904783

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 455

Active vs passive

$118M in ETFs

Passive

75%

$89.2M

Active

22%

$29.2M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF (RDVY)First TrustPassiveLarge Value$4.6M56,3453.86%

Location

Primary office

Indianapolis, IN

Marion

Location

Indianapolis, IN

Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Marion
Address
9000 Keystone Xing
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth