FNEX Capital, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
—
Advisory reps
135
Avg account
$0

Firm details

Headquarters
Indianapolis, Indiana
CRD number
166316
Registered since
January 31, 2014
Website
fnex.com

Firm profile

FINTRX

Overview

FNEX Capital, LLC is organized as a limited liability company and is classified in filings as an investment bank. The firm registered with the SEC in 2014. Ownership is listed as a mix of a domestic entity and an individual. Publicly reported attributes indicate FNEX Capital does not serve as a capital allocator, is not identified as an active ESG investor, and is not listed as a multi-state adviser; it also is not described as a newly formed adviser or a pension consultant. Available disclosures for the firm are sparse: key items such as client segments, fee schedules, and detailed advisory or business activities were not provided in the source data. That limited transparency makes it difficult to characterize the firm’s client-facing services or investment strategy beyond its classification as an investment bank.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 11
  • Michael Rosenbach

    Michael Rosenbach

    CEO & Managing DirectorCRD 6497350

  • Matthew Andersen

    Matthew Andersen

    CEOCRD 3046402

  • Amar Deva

    Amar Deva

    Chief Compliance OfficerCRD 2282265

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Contacts

3 of 124
  • Robert Dalzell

    Robert Dalzell

    PresidentCRD 5811956

  • James Walne

    James Walne

    PartnerCRD 5092837

  • Carly Williams

    Carly Williams

    Registered RepresentativeCRD 5163703

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Indianapolis, IN

Marion

Location

Indianapolis, IN

Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Marion
Address
1 Indiana Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth