FNEX Capital, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
133
Avg account
$0

Firm details

Headquarters
INDIANAPOLIS, Indiana
CRD number
166316
Registered since
January 31, 2014
Website
fnex.com

Firm profile

FINTRX

Overview

FNEX Capital, LLC is organized as a limited liability company and is registered with the SEC since 2014. FINTRX classifies the firm as an investment bank rather than a traditional asset manager or multi-state registered adviser. Ownership is listed as a mix of a domestic entity and an individual. The FINTRX record indicates several negative flags about advisory activity: the firm is not identified as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and is not listed as a pension consultant or related adviser. FINTRX does not supply details on the firm's fee structure, specific business or advisory activities, or its client segmentation.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 13
  • Karla Horwitz

    CFOCRD 6772151

  • Kai Chen

    Founder and CEOCRD 2916984

  • SAM STUBBERT

    Co-CEOCRD 3132134

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Contacts

3 of 120
  • Richard Moran

    Managing PartnerCRD 2288850

  • NICHOLAS MACSHANE

    founder and senior managing directorCRD 4856322

  • Blake Templeton

    Registered RepresentativeCRD 8040073

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

INDIANAPOLIS, IN

MARION

Location

INDIANAPOLIS, IN

Headquartered in INDIANAPOLIS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
MARION
Address
1 Indiana Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth