Three Oaks Wealth

RIASEC Registered

Total AUM

$100M

Discretionary

$100M

100% of AUM

Avg account

$292K

Accounts

343

Employees

Advisory reps

Firm details

Headquarters: Gold River, California
CRD number: 171082
Website: www.threeoakswealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI72.54%
Pension & Profit Sharing Plans13.84%
Individuals13.63%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Three Oaks Wealth LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves both individual and family clients as well as institutional clients, delivering a mix of financial planning and discretionary portfolio management. Service lines listed on its ADV include financial planning, portfolio management for individuals/small businesses and for businesses/institutions, pension consulting services, and educational seminars/workshops. Its fee model is flexible: percentage of AUM, hourly charges, and fixed fees are used across client engagements. The firm does not identify as an ESG-driven investor.