Thornburg Securities LLC

Broker-DealerFINRA MemberEst. 1984

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Santa Fe, New Mexico
CRD number: 14857
Registered since: March 5, 1984
Website: www.thornburg.com

Firm profile

FINTRX

Overview

Thornburg Securities LLC is organized as a limited liability company and is recorded as SEC-registered since 1984. Ownership is described as a mix of a domestic entity and individual ownership. In the source summary the firm is labeled "unclassified" and is not identified as a capital allocator. The firm's profile indicates it is not an active ESG investor, is not a multi-state adviser (per the classification field), is not newly formed, and does not serve in a pension consultant or related-adviser capacity.

Assets & Accounts

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2

Nimish Bhatt
Chief Financial OfficerCRD 2789977
Ronald Olexsak
Chief Compliance OfficerCRD 2858575

Contacts

3 of 67

Gerard Roddy
Senior Investment ConsultantCRD 5705031
Cole Kopacek
Associate DirectorCRD 5751571
Matthew Seiter
First Vice President - Wealth Management Wealth Advisor Director, Branch ManagerCRD 5189037