Cambridge Investment Research, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
4,896
Avg account
$0

Firm details

Headquarters
Fairfield, Iowa
CRD number
39543
Registered since
December 11, 1995

Firm profile

FINTRX

Overview

Cambridge Investment Research, Inc. is a corporate independent broker‑dealer that has been registered with the SEC since 1995. The firm is domestically owned and is classified in regulatory filings as an independent broker‑dealer rather than an investment manager or capital allocator. The available snapshot flags several operational characteristics: Cambridge Investment Research is not identified as a capital allocator, it is not listed as an active ESG investor, and it is not documented as a multi‑state adviser, pension consultant, newly formed adviser, or related adviser. Those attributes point to a regulatory and business posture focused on dealer activity rather than running proprietary asset allocation or serving as a multi‑state registered advisory platform. The source does not supply granular detail about fee schedules, specific advisory services, or client segments; public facing information here is limited to the firm’s legal form, registration vintage, ownership type, and the regulatory classifications noted above.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 151
  • Allison Lane

    Allison Lane

    COOCRD 5707257

  • Ian Rice

    Ian Rice

    CEO / Financial PlannerCRD 5737241

  • John Overmyer

    John Overmyer

    Founder & CEOCRD 5743907

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Contacts

3 of 4745
  • John Hoogenboom

    John Hoogenboom

    Founder and PresidentCRD 5638954

  • Adam Phillipich

    Adam Phillipich

    Investment Advisor RepresentativeCRD 5640482

  • Traci Kaas

    Traci Kaas

    Financial AdvisorCRD 5640507

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fairfield, IA

Jefferson

Location

Fairfield, IA

Headquartered in Fairfield, IA, in the Midwest of the United States.

Region
Midwest
County
Jefferson
Address
1776 Pleasant Plain Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth