THOMAS SEAMAN COMPANY

RIASEC Registered
Total AUM
$66.7M
Discretionary
$66.7M
100% of AUM
Avg account
$427K
Accounts
156
Employees
1
Advisory reps
1

Firm details

Headquarters
LAGUNA BEACH, California
CRD number
135245
Custodians
CHARLES SCHWAB & CO., INC., GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI73.61%
  • Individuals26.39%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Thomas Seaman Company is a privately owned advisory corporation that focuses on portfolio management for individual and small-business clients. The firm charges clients through a mix of asset-based fees and fixed-fee arrangements and operates as an adviser to individual and family clients rather than institutions or pensions. Its practice is not presented as an active ESG investor and it reports discretionary advisory authority across its managed assets.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%96%
  • Exchange Traded Equities96%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

1 of 1
  • THOMAS SEAMAN

    PrincipalCRD 1612520

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LAGUNA BEACH, CA

ORANGE

Location

LAGUNA BEACH, CA

Headquartered in LAGUNA BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
465 Forest Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth