THOMAS LEO ADVISORY, LLC
Firm details
- Headquarters
- MINNEAPOLIS, Minnesota
- CRD number
- 159271
- Registered since
- March 16, 2018
- Website
- www.thomasleoadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM
- Client types
- HNWI73.59%
- Charitable Organizations15.12%
- Individuals11.29%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Thomas Leo Advisory, LLC is an SEC‑registered investment adviser organized as an LLC and registered in 2018. The firm is owned by an individual and positions itself as a portfolio manager for individuals and small businesses while serving both individual/family and institutional clients. Compensation is billed as a percentage of assets under management. The firm identifies as an active ESG investor and does not operate as a capital allocator or a pension consultant. According to its regulatory snapshot, Thomas Leo Advisory operates within a single state jurisdiction.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities28%
- US Government Bonds6%
- State & Local Bonds6%
- Cash & Cash Equivalents2%
Contacts
2 of 2LEO ARMS
PresidentCRD 3242008
JOSEPH DOLAN
Investment AdvisorCRD 4264656
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MINNEAPOLIS, MN
HENNEPIN
Location
MINNEAPOLIS, MN
Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- HENNEPIN
- Address
- 4406 Beard Ave S
- Time zone
- CT (UTC-6)
- Office locations
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