Trademark Financial Management, LLC

RIASEC RegisteredEst. 2015
Total AUM
$293M
Discretionary
$293M
100% of AUM
Avg account
$318K
Accounts
923
Employees
5
Advisory reps
3

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
116543
Registered since
February 6, 2015
Website
www.trademarkfinancial.us
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals60.8%
  • HNWI39.2%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Trademark Financial Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2015. The firm is owner-operated and positions itself as a capital allocator for individuals and families, offering discretionary portfolio management for both individual/small-business clients and for businesses or institutional clients. Trademark also performs selection of third-party advisers as part of its advisory services. Its fee model is flexible, including percentage-of-AUM fees as well as hourly, fixed, and other arrangements. The firm does not identify as an active ESG investor and is not presented as a multi-state adviser in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Exchange Traded Equities 6%, Cash & Cash Equivalents 4%, Other 1%89%
  • Public Funds/Mutual Funds89%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents4%
  • Other1%

Contacts

3 of 3
  • Jennifer Lutz

    Jennifer Lutz

    Director of OperationsCRD 7655538

  • Samuel Glubka

    Samuel Glubka

    Senior AssociateCRD 7984119

  • Mark Carlton

    Mark Carlton

    PresidentCRD 1554654

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 108

Active vs passive

$252M in ETFs

Passive

57%

$143M

Active

32%

$109M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$22.9M30,6429.09%
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Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
7825 Washington Ave S
Time zone
CT (UTC-6)
Office locations

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