Trademark Financial Management, LLC

RIASEC Registered

Total AUM

$293M

Discretionary

$293M

100% of AUM

Avg account

$318K

Accounts

923

Employees

Advisory reps

Firm details

Headquarters: Minneapolis, Minnesota
CRD number: 116543
Registered since: February 6, 2015
Website: www.trademarkfinancial.us
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals60.8%
HNWI39.2%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Trademark Financial Management, LLC is an independent, owner-operated RIA that focuses on individual and family clients while also providing portfolio management services for small businesses and institutions. The firm is SEC-registered (registration year 2015) and acts as a capital allocator, including selecting outside managers for client portfolios. Its fee arrangements are flexible and include percentage-of-AUM billing as well as hourly, fixed-fee, and other structures. Trademark notes advisory activity across direct portfolio management and the selection of third-party advisers. The firm does not identify as an active ESG investor and is not classified as a multi-state adviser.