TRADEMARK FINANCIAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2015

Total AUM

$293M

Discretionary

$293M

100% of AUM

Avg account

$318K

Accounts

923

Employees

Advisory reps

Firm details

Headquarters: MINNEAPOLIS, Minnesota
CRD number: 116543
Registered since: February 6, 2015
Website: www.trademarkfinancial.us
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals60.8%
HNWI39.2%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Trademark Financial Management, LLC is an independent, SEC-registered investment adviser operating as an LLC since 2015. The firm is owned by an individual and positions itself as a capital allocator for private individuals and families, offering portfolio management for both personal and small-business or institutional clients. Its advisory scope includes selecting third-party managers, which complements in-house portfolio work. Fee arrangements vary by client and engagement and include percentage-of-AUM billing alongside hourly and fixed-fee options. Trademark reports it does not pursue ESG as an investment priority and is not registered as a multi-state adviser. It is not listed as a pension consultant or a related adviser in its filings.