THOMA BRAVO CAPITAL MARKETS, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
311317
Registered since
July 23, 2021

Firm profile

FINTRX

Overview

Thoma Bravo Capital Markets, LLC is registered with the SEC (2021) as a limited liability company and classified in FINTRX as an investment bank. FINTRX flags it as not being a capital allocator and not operating as an investment adviser; it is also not identified as an active ESG investor. Owner type is listed as a domestic entity and individual ownership is noted. Several typical adviser fields in the snapshot (client base, fee structure, advisory activities) are blank in the record. The combination of an investment‑bank classification and the absence of adviser and asset‑management markers suggests the firm focuses on capital‑markets and transaction work rather than running discretionary client portfolios. FINTRX does not provide detail in this dataset about specific business lines, deal types, or product offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JENNIFER ALPER

    Managing Director, Chief Operating OfficerCRD 7309562

Contacts

3 of 20
  • CANDICE SORBERA

    Senior Vice President, Investor RelationsCRD 5541643

  • ERWIN MOCK

    Managing DirectorCRD 4236454

  • PETER SINELNIKOV

    Senior Accounting ManagerCRD 6493208

Unlock 17 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
110 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth