THE PROSPERITY PEOPLE

RIASEC RegisteredEst. 2022
Total AUM
$147M
Discretionary
$145M
99% of AUM
Avg account
$276K
Accounts
533
Employees
6
Advisory reps
5

Firm details

Headquarters
BELLEVUE, Kentucky
CRD number
124957
Registered since
April 8, 2022
Custodians
SCHWAB ADVISOR SERVICES
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI61.9%
  • Individuals31.77%
  • Charitable Organizations6.33%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Prosperity People is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2022. It is individually owned and serves both individuals/families and institutional clients. The firm bills through a mix of percentage-of-AUM fees along with hourly and fixed-fee engagements. Service offerings emphasize financial planning and discretionary portfolio management across household, small-business and institutional relationships. The adviser also provides pension-consulting support and produces periodic written material and educational seminars or workshops. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Non-Exchange Traded Equities 18%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%80%
  • Exchange Traded Equities80%
  • Non-Exchange Traded Equities18%
  • Investment Grade Corp Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • MACKEY MCNEILL

    Founder and CEOCRD 2872751

Contacts

3 of 4
  • ANDREW PULSFORT

    DirectorCRD 4772615

  • Anjana Batra

    Financial CoachCRD 8087101

  • JOHN NUNAN

    Senior ManagerCRD 6045650

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 36

Active vs passive

$120M in ETFs

Passive

42%

$50.2M

Active

51%

$69.6M

ETFProviderStyleCategoryValueShares% of portfolio
APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) Aptus Capital AdvisorsActiveOptions Trading$15.7M359,18213.10%

Location

Primary office

BELLEVUE, KY

CAMPBELL

Location

BELLEVUE, KY

Headquartered in BELLEVUE, KY, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the South.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
South
County
CAMPBELL
Address
601 Fairfield Ave
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth