THE PLANNING GROUP
Firm details
- Headquarters
- NORTHFIELD, Illinois
- CRD number
- 298496
- Registered since
- September 20, 2018
- Website
- www.planning-group.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.68%
- Individuals17.37%
- Pension & Profit Sharing Plans4.38%
- Charitable Organizations0.58%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
The Planning Group is an independent Registered Investment Adviser organized as an LLC and SEC-registered since 2018. The firm serves individual and family clients as well as institutional accounts, providing financial planning and portfolio management for individuals and small businesses while also operating as an insurance broker. Compensation comes through a mix of AUM-based fees, hourly charges and fixed fees. The adviser is not set up as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds76%
- Exchange Traded Equities12%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
Owners & executives
1 of 1MICHAEL BROWN
Chief Investment OfficerCRD 2903488
Contacts
3 of 3Martin Jankelowitz
Financial AdvisorCRD 7840302
DANI BARRON
PrincipalCRD 5274828
PAUL SHUMAN
PrincipalCRD 4793240
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$137M in ETFs
89%
$121M
5%
$15.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB INTERNATIONAL EQUITY ETF (SCHF) | Schwab | Passive | Foreign Large Blend | $13.7M | 552,149 | 9.97% |
Location
NORTHFIELD, IL
COOK
Location
NORTHFIELD, IL
Headquartered in NORTHFIELD, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 465 Central Ave
- Time zone
- CT (UTC-6)
- Office locations
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