The Patriot Financial Group, LLC

RIASEC RegisteredEst. 2014
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$470K
Accounts
5,615
Employees
59
Advisory reps
36

Firm details

Headquarters
Walpole, Massachusetts
CRD number
172470
Registered since
September 9, 2014
Website
www.patriotfinancialgroup.org
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans45.18%
  • HNWI33.55%
  • Individuals20.47%
  • Corporations / Businesses0.56%
  • Charitable Organizations0.23%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

The Patriot Financial Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2014. The firm serves both individual and family clients as well as institutional investors and positions itself as a capital allocator that can build portfolios in-house and through third-party managers. Fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee engagements. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection or oversight of external advisers. The firm also identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 40%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities40%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds2%
  • US Government Bonds1%

Owners & executives

2 of 2
  • Joffrey Smith

    Joffrey Smith

    Chief Executive OfficerCRD 4625300

  • Michael Tashjian

    Michael Tashjian

    Chief Executive OfficerCRD 2679784

Contacts

3 of 34
  • Adam Seifert

    Adam Seifert

    Financial AdvisorCRD 5485306

  • Myles Anderson

    Myles Anderson

    Investment Adviser RepresentativeCRD 7970887

  • Robert Batick

    Robert Batick

    Retirement Plan AdvisorCRD 2192524

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 298

Active vs passive

$607M in ETFs

Passive

56%

$337M

Active

33%

$269M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$23.6M31,4613.88%
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Location

Primary office

Walpole, MA

Norfolk

Location

Walpole, MA

Headquartered in Walpole, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Norfolk
Address
55 West St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth