The Northstar Group, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 110409
- Registered since
- April 6, 1992
- Website
- thenorthstargroupinc.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI96.09%
- Individuals2.01%
- Pension & Profit Sharing Plans0.99%
- Charitable Organizations0.75%
- Corporations / Businesses0.16%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
The Northstar Group, Inc. is a privately owned corporate RIA that has been SEC-registered since 1992. Its client mix includes high-net-worth individuals and families as well as institutional relationships, and it provides fee-for-service portfolio management alongside pension consulting work. The firm charges a mix of percentage-of-AUM, hourly, and fixed fees. Investment activity is equity-focused — the firm identifies exchange-traded equities as its primary asset preference — and it does not position itself as an ESG-active investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Public Funds/Mutual Funds23%
- US Government Bonds1%
- Cash & Cash Equivalents1%
Contacts
3 of 5
Linda Ray
Vice PresidentCRD 711950
Henry Asher
PresidentCRD 717297
Dana Jacoby
Registered AssistantCRD 7780531
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$386M in ETFs
95%
$366M
<1%
$19.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $89.9M | 242,961 | 23.32% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 405 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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