NOMURA ASSET MANAGEMENT U.S.A. INC.
Firm details
- Headquarters
- New York, New York
- CRD number
- 108222
- Registered since
- September 24, 1976
- Website
- www.nomura-asset.com
- Custodians
- CIBC WORLD MARKETS CORP.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies90.42%
- Pension & Profit Sharing Plans6.05%
- Pooled Investment Vehicles3.53%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Nomura Asset Management U.S.A. Inc. operates as an institutional-focused investment manager with a preference for equity exposure and pooled vehicle mandates. The firm provides portfolio management for investment companies, pooled investment vehicles and institutional balance sheets, and it also acts in commodity pool and CTA capacities. Fee arrangements combine percentage-of-assets and performance-based structures, which aligns with an active, outcome-driven approach to mandates. The firm’s public filings show a tilt toward exchange-traded instruments inside separately managed accounts and a broader allocation to alternatives at the fund level. Given its regulatory registrations and business activities — including responsibilities as sponsor/GP of pooled vehicles and registered activity in security-based swaps and futures-related roles — Nomura Asset Management U.S.A. Inc. appears to run both liquid public strategies and more structured pooled-investment programs that can employ derivatives and tactical positioning.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- Cash & Cash Equivalents8%
Owners & executives
3 of 5YUSUKE ANDOH
President and Chief Executive OfficerCRD 7911478
Steven Aloupis
Co-CEOCRD 2498339
EUGENE CHIULLI
Chief Financial OfficerCRD 2976702
Contacts
1 of 1KEN SUZUKI
Senior ConsultantCRD 7900148
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 309 W 49th St
- Time zone
- ET (UTC-5)
- Office locations
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