Nomura Asset Management U.S.A. Inc.

Overview

Nomura Asset Management U.S.A. Inc. is the U.S. affiliate of an international asset manager operating as an institutional registered investment adviser. The firm has been SEC-registered since 1976 and is classified as an institutional RIA with a client base made up of institutional investors. It provides portfolio management for investment companies, pooled investment vehicles and for businesses or institutional balance sheets. The firm performs CPO/CTA activities and maintains a fee structure that includes both percentage-of-assets and performance-based fees, reflecting use of pooled products and strategies that can generate incentive compensation. Nomura Asset Management U.S.A. Inc. does not identify as an active ESG investor. Its stated owner type is a foreign entity/individual and it is not listed as a multi-state or newly formed adviser. Industry relationships extend beyond pure advisory work: the firm is affiliated with broker-dealer and other intermediary roles and is registered in capacities that include security-based swap dealer, futures commission merchant, bank or trust institution, insurance company and real estate broker. It also acts as sponsor/GP or managing member of pooled vehicles, which aligns with its advisory and CPO/CTA activities.

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Investments & Alternatives