THE MOORINGS GROUP, LLC

RIASEC RegisteredEst. 2005

Total AUM

$440M

Discretionary

$440M

100% of AUM

Avg account

$2.7M

Accounts

165

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 129403
Registered since: February 3, 2005
Website: mooringsgroup.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM
Client types: HNWI94.2%
Individuals2.03%
Corporations / Businesses1.71%
Charitable Organizations1.23%
Insurance Companies0.83%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

The Moorings Group, LLC is an SEC-registered advisory firm organized as a limited liability company and operating under individual ownership. Registered since 2005, the firm provides percentage-of-AUM wealth management primarily to individuals, families and institutional/plan clients. Its advisory services focus on discretionary portfolio management for private clients and for small businesses or institutions. The firm reports a preference for fixed-income investing and does not position itself as an active ESG investor, a pension consultant, a multi-state adviser or as a related adviser to another entity.