The L. Warner Companies, Inc

RIASEC RegisteredEst. 1999

Total AUM

$802M

Discretionary

$802M

100% of AUM

Avg account

$2.1M

Accounts

381

Employees

Advisory reps

Firm details

Headquarters: Timonium, Maryland
CRD number: 108001
Registered since: September 25, 1999
Website: www.lwarner.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI84.52%
Individuals8.36%
Pension & Profit Sharing Plans3.44%
Charitable Organizations1.91%
Corporations / Businesses1.77%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

The L. Warner Companies, Inc. is an independent registered investment adviser that has operated since 1999. The firm serves both individuals and families as well as institutional clients and functions as a capital allocator and selector of external managers. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and selection of other advisers. The firm also operates as an insurance broker and charges clients via a mix of percentage-of-AUM fees, fixed fees and commissions. The L. Warner Companies is not positioned as an active ESG investor and does not identify as a multi-state adviser. The firm received recognition from FA Magazine as a Top RIA Firms recipient in 2020. As an allocator, it places client capital with outside managers across several alternative categories in addition to more traditional pooled vehicles.