THE JOSEPH GROUP CAPITAL MANAGEMENT
Firm details
- Headquarters
- COLUMBUS, Ohio
- CRD number
- 165311
- Registered since
- October 3, 2012
- Website
- josephgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.17%
- Individuals14.84%
- Corporations / Businesses2.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
The Joseph Group Capital Management is an independent registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. Registered with the SEC in 2012 and owned by an individual, the firm charges a mix of percentage-of-AUM and fixed fees. Its advisory services include comprehensive financial planning, portfolio management for individuals, small businesses and institutions, selection of outside managers, and investor education through newsletters and seminars. The firm does not identify as an active ESG investor and is not structured as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities35%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2ROBERT UPTON
Partner and Chief Executive OfficerCRD 3158923
ALEXANDER DURBIN
Partner and Chief Investment OfficerCRD 5534323
Contacts
3 of 10TODD WALTER
PartnerCRD 4610460
Matthew Zimmermann
Client AdvisorCRD 6576464
Jonathan Bailey
Client AdvisorCRD 6637043
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 71Active vs passive
$283M in ETFs
53%
$151M
39%
$132M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN CORE PLUS BOND ETF (JCPB) | JP Morgan | Active | Intermediate Core Plus Bond | $38.8M | 825,177 | 13.73% |
Location
COLUMBUS, OH
FRANKLIN
Location
COLUMBUS, OH
Headquartered in COLUMBUS, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- FRANKLIN
- Address
- 605 S Front St
- Time zone
- ET (UTC-5)
- Office locations
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