THE INNES ASSOCIATES, LTD.
Firm details
- Headquarters
- TEMPE, Arizona
- CRD number
- 117326
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- State / Municipal Government79.17%
- Individuals20.83%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
The Innes Associates, Ltd. is a small, privately owned corporate advisory firm that provides discretionary portfolio management and consulting to both individual/family clients and institutional clients. Its advisory services include portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. The firm offers flexible billing arrangements—percentage-of-AUM, hourly, and fixed-fee engagements—and is not identified as an active ESG investor. Regulatory flags in the snapshot indicate it operates within a single state and is not classified as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds95%
- Exchange Traded Equities5%
Contacts
1 of 1LAWRENCE INNES
OwnerCRD 1439098
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
TEMPE, AZ
MARICOPA
Location
TEMPE, AZ
Headquartered in TEMPE, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- MARICOPA
- Address
- 60 E Rio Salado Pkwy
- Time zone
- MT (UTC-7)
- Office locations
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