The Herbst Group, LLC
Firm details
- Headquarters
- ,
- CRD number
- 309319
- Registered since
- June 5, 2020
- Website
- herbstgroup.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.95%
- Individuals14.72%
- Charitable Organizations3.38%
- Pension & Profit Sharing Plans0.71%
- Corporations / Businesses0.23%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
The Herbst Group, LLC is an independent, privately owned registered investment adviser that provides financial planning and portfolio management primarily to individual and family clients. The firm registered with the SEC in 2020 and operates under a percentage-of-assets fee model. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. The Herbst Group is structured as an LLC and is owned by an individual principal; it does not position itself as an in-house capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- State & Local Bonds10%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2Gabrielle Magdziarz
Chief Compliance OfficerCRD 5832218
Brian Herbst
CEO and co-CIOCRD 5125974
Contacts
1 of 1Omeed Zarrin
SVP, Business DevelopmentCRD 6069219
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 65Active vs passive
$154M in ETFs
87%
$134M
7%
$20.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $10M | 13,490 | 6.46% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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