Mittelman Wealth Management
Firm details
- Headquarters
- ,
- CRD number
- 313042
- Registered since
- March 24, 2021
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI97.3%
- Charitable Organizations2.7%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Mittelman Wealth Management is an independent registered investment adviser operating as an LLC and registered with the SEC in 2021. The firm is owned by an individual and directs its services primarily to individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its fee model combines a percentage-of-AUM component with fixed fees. The adviser does not identify as an active ESG investor and is not classified as a multi-state or capital-allocating adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Cash & Cash Equivalents8%
- Private Funds7%
- State & Local Bonds3%
- US Government Bonds1%
Owners & executives
1 of 1
S. Mittelman
President, Chief Investment OfficerCRD 7340651
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$109M in ETFs
82%
$89.9M
2%
$19.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM) | Vanguard | $15.2M | 19,314 | 13.94% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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