THE ENTERPRISE INVESTMENT COMPANY

RIASEC RegisteredEst. 2015

Total AUM

$607M

Discretionary

$507M

84% of AUM

Avg account

$549K

Accounts

1,106

Employees

Advisory reps

Firm details

Headquarters: FARMINGTON HILLS, Michigan
CRD number: 116889
Registered since: July 24, 2015
Website: www.pappasfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI92.88%
Pension & Profit Sharing Plans7.12%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

The Enterprise Investment Company is a privately owned corporation that operates as an insurance broker-dealer and provides advisory services to both individual/family and institutional clients. The firm registered with the SEC in 2015 and identifies itself as a capital allocator that sources and places client capital with third-party managers. Its compensation follows a mix of percentage-of-AUM fees and hourly charges. Advisory capabilities include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. The firm is not flagged as an active ESG investor and is not identified as a multi-state adviser. It also reports affiliations with broker‑dealer and insurance company activities.