The Courtney Group, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Newport Beach, California
CRD number
114904
Registered since
March 22, 2002

Firm profile

FINTRX

Overview

The Courtney Group, LLC is organized as a limited liability company and is classified in the data set as an investment bank. Ownership is listed as individual-owned rather than institutional or corporate. The profile shows limited public disclosure about the firm’s services, fee model, or specific advisory activities; several standard advisor attributes are marked negative, including that it is not a capital allocator and is not an active ESG investor. The firm is not identified as a multistate adviser, pension consultant, or related adviser in the available records. Because the submitted information is sparse, it appears the entity operates with a narrower commercial footprint than typical registered advisory firms or functions in a non‑traditional capacity within financial services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Richard Minicus

    Chief Financial OfficerCRD 1334644

Contacts

3 of 8
  • Thomas Courtney

    Thomas Courtney

    President & Managing DirectorCRD 1587615

  • Charles Allen

    Charles Allen

    Managing DirectorCRD 4464901

  • Elizabeth Collins

    FinOpCRD 4714831

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
363 San Miguel Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth