The Courtney Group, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Newport Beach, California
CRD number
114904
Registered since
March 22, 2002

Firm profile

FINTRX

Overview

The Courtney Group, LLC is organized as a limited liability company and is classified in the source data as an investment bank. It has been registered with the SEC since 2002 and is owned by an individual. The record provides limited operational detail: specific advisory services, client segments, and business activities are not described in the available profile. The firm is not identified as an active ESG investor and is not listed as a multistate adviser. The profile indicates a compact operational footprint, with two office locations recorded in the database, but no public breakdown of staffing, product lines, or client-facing services is provided.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Richard Minicus

    Chief Financial OfficerCRD 1334644

Contacts

3 of 8
  • Thomas Courtney

    Thomas Courtney

    President & Managing DirectorCRD 1587615

  • Charles Allen

    Charles Allen

    Managing DirectorCRD 4464901

  • Elizabeth Collins

    FinOpCRD 4714831

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
363 San Miguel Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth