The 401(K) Expert

Overview

The 401(K) Expert is organized as a limited liability company and appears to operate as an independent, individual-owned financial services firm that focuses on retirement-plan related work and product sales. Its filings classify it as an “Other Financial Product Salesperson” and indicate it does not act as a capital allocator. The firm charges clients via hourly, fixed-fee and other non-asset-based fee arrangements and does not report discretionary assets, suggesting a consulting or advisory model rather than a traditional discretionary RIA portfolio manager. Filings show it does not identify as an active ESG investor and it is not a multi-state or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices