Summit Investment Management, LLC
RIASEC Registered
Total AUM
$21.4M
Discretionary
$21.4M
100% of AUM
Avg account
$240K
Accounts
89
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 149793
- Website
- summit-investment.com
- Custodians
- ALTRUIST FINANCIAL LLC, AMERITAS INVESTMENT COMPANY, LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI75.94%
- Individuals24.06%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Summit Investment Management, LLC is a small, individual-owned advisory firm serving individuals and families with a mix of portfolio management and insurance-broker services. The firm charges both a percentage of assets under management and hourly fees. Its advisory footprint focuses on individual and small-business portfolios rather than institutional mandates, and it does not identify as an active ESG investor or a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities15%
- Cash & Cash Equivalents6%
Contacts
1 of 1
Lawrence Kaplan
OwnerCRD 1966112
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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