THAYER FINANCIAL, L.L.C.
Firm details
- Headquarters
- HICKORY, North Carolina
- CRD number
- 304729
- Registered since
- January 2, 2026
- Website
- www.thayerfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI67.61%
- Individuals27.57%
- Pension & Profit Sharing Plans4.65%
- Charitable Organizations0.17%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Thayer Financial, L.L.C. is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2026. The firm serves both individual and family clients as well as institutional clients, offering a mix of fee arrangements including asset-based fees, hourly billing, and fixed-fee engagements. Core advisory services listed on the firm’s filings include financial planning, portfolio management for individuals and small businesses, pension consulting services, and delivery of educational seminars or workshops. The firm does not identify as an active ESG investor and is not identified as a multi-state adviser. Its owner structure is individual ownership rather than a parent institution or corporate owner. Custody and trading appear centralized (see Assets & Accounts).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Exchange Traded Equities3%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1Robert Smith
President and CEOCRD 6600354
Contacts
2 of 2Kelly Smith
Director of OperationsCRD 7862430
Brittney Miller
ParaplannerCRD 6058531
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$109M in ETFs
43%
$46.4M
57%
$62.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $14.6M | 33,364 | 13.38% |
Location
HICKORY, NC
CATAWBA
Location
HICKORY, NC
Headquartered in HICKORY, NC, in the South of the United States.
- Region
- South
- County
- CATAWBA
- Address
- 439 4th St SW
- Time zone
- ET (UTC-5)
- Office locations
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