Castle Wealth Group

RIASEC Registered

Total AUM

—

Avg account

Accounts

Employees

Advisory reps

Firm details

Headquarters: Mooresville, North Carolina
CRD number: 342075
Registered since: June 18, 2026
Website: www.castlewealth.com
Fee structure: Percentage of AUM, Fixed Fees
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Castle Wealth Group is a recently formed LLC that provides financial planning and portfolio management primarily for individuals and small businesses. The firm is registered with the SEC, completing its registration in 2026. Its stated advisory services include financial planning, portfolio management, pension consulting, selection of other advisers, publication of newsletters or periodicals, and running educational seminars and workshops. Castle Wealth Group identifies as a capital allocator and lists fee arrangements that combine a percentage of assets under management with fixed fees. The firm reports an industry affiliation with an insurance company and indicates it does not pursue ESG investing. Ownership is held by an individual and the adviser is classified as Unclassified in the source data.