THAMES ASSET MANAGEMENT, INC

RIASEC Registered
Total AUM
$41.8M
Discretionary
$41.2M
99% of AUM
Avg account
$633K
Accounts
66
Employees
1
Advisory reps
1

Firm details

Headquarters
HACKENSACK, New Jersey
CRD number
106559
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI66.88%
  • Individuals29.53%
  • Pension & Profit Sharing Plans3.58%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Thames Asset Management, Inc. is an independent registered investment adviser that serves individual and family clients with an emphasis on personalized financial planning and portfolio management for individuals and small businesses. The firm operates as an accounting-affiliated advisory practice, combining adviser-led planning with discretionary portfolio oversight for most relationships. Fee arrangements include a percentage of assets under management alongside hourly charges for advisory or planning work. Thames shows a clear tilt toward publicly traded equities as its primary allocation vehicle, and it supplements public market exposure with third‑party hedge fund allocations as part of its alternatives sleeve.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Public Funds/Mutual Funds 19%, US Government Bonds 5%, Cash & Cash Equivalents 4%, State & Local Bonds 3%, Investment Grade Corp Bonds 2%67%
  • Exchange Traded Equities67%
  • Public Funds/Mutual Funds19%
  • US Government Bonds5%
  • Cash & Cash Equivalents4%
  • State & Local Bonds3%

Contacts

1 of 1
  • LEON SCHENKER

    PresidentCRD 1396507

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HACKENSACK, NJ

BERGEN

Location

HACKENSACK, NJ

Headquartered in HACKENSACK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
BERGEN
Address
1 University Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth