TFP MANAGEMENT, LLC

RIASEC RegisteredEst. 2021
Total AUM
$273M
Discretionary
$273M
100% of AUM
Avg account
$174K
Accounts
1,566
Employees
4
Advisory reps
3

Firm details

Headquarters
BETTENDORF, Iowa
CRD number
313543
Registered since
May 17, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals56.1%
  • HNWI43.9%
Services
Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

TFP Management, LLC is a small, fee-based investment adviser that focuses on portfolios for individuals and families, and also provides pension consulting and selection of other advisers. The firm organizes client relationships primarily as discretionary mandates and shows a clear preference for equity exposure: exchange-traded equities represent the largest slice of its managed assets. Fee arrangements include a percentage-of-AUM schedule plus the option for fixed fees, reflecting a mix of traditional advisory billing approaches. The firm is structured as a limited liability company and is owner-operated. It does not position itself as an ESG investor and is not flagged as a multi-state adviser. Its advisory activities include direct portfolio management for individuals and small businesses, plus consulting services for retirement plans and manager selection work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Public Funds/Mutual Funds 17%, Non-Exchange Traded Equities 11%, Cash & Cash Equivalents 3%69%
  • Exchange Traded Equities69%
  • Public Funds/Mutual Funds17%
  • Non-Exchange Traded Equities11%
  • Cash & Cash Equivalents3%

Contacts

3 of 3
  • DRUE KAMPMANN

    Co-Founder and Financial PlannerCRD 3007633

  • DAVID ELIZONDO

    Co-FounderCRD 1338331

  • Thomas Stahle

    Financial PlannerCRD 6667578

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BETTENDORF, IA

SCOTT

Location

BETTENDORF, IA

Headquartered in BETTENDORF, IA, anchoring the Davenport-Moline, IA-IL metro in the Midwest.

Metro area
Davenport-Moline, IA-IL
Region
Midwest
County
SCOTT
Address
3475 Utica Ridge Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth