TFP Management, LLC

RIASEC RegisteredEst. 2021
Total AUM
$273M
Discretionary
$273M
100% of AUM
Avg account
$174K
Accounts
1,566
Employees
4
Advisory reps
3

Firm details

Headquarters
Bettendorf, Iowa
CRD number
313543
Registered since
May 17, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals56.1%
  • HNWI43.9%
Services
Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

TFP Management, LLC is a privately held, SEC-registered investment adviser organized as an LLC and classified as a non-independent retail RIA. The firm serves individual and family clients and acts as a capital allocator, combining portfolio management for individuals and small businesses with selection-of-other-advisers capabilities. Its fee model includes both percentage-of-AUM and fixed-fee arrangements. The firm's ADV lists pension consulting among its advisory activities, though it is not designated as a pension consultant on its snapshot. TFP is not positioned as an ESG-focused or multi-state adviser and maintains an industry affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Public Funds/Mutual Funds 17%, Non-Exchange Traded Equities 11%, Cash & Cash Equivalents 3%69%
  • Exchange Traded Equities69%
  • Public Funds/Mutual Funds17%
  • Non-Exchange Traded Equities11%
  • Cash & Cash Equivalents3%

Contacts

3 of 3
  • Drue Kampmann

    Drue Kampmann

    Co-Founder and Financial PlannerCRD 3007633

  • David Elizondo

    David Elizondo

    Co-FounderCRD 1338331

  • Thomas Stahle

    Thomas Stahle

    Financial PlannerCRD 6667578

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bettendorf, IA

Scott

Location

Bettendorf, IA

Headquartered in Bettendorf, IA, anchoring the Davenport-Moline, IA-IL metro in the Midwest.

Metro area
Davenport-Moline, IA-IL
Region
Midwest
County
Scott
Address
3475 Utica Ridge Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth