OASIS ADVISORS
Firm details
- Headquarters
- FOREST CITY, Iowa
- CRD number
- 335555
- Registered since
- April 11, 2025
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals95.44%
- HNWI1.67%
- Corporations / Businesses1.55%
- Pension & Profit Sharing Plans1.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Oasis Advisors is an independent limited liability company that operates as a capital allocator for both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of other advisers. Its fee arrangements combine percentage-of-AUM billing with fixed-fee engagements. Oasis Advisors does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds48%
- US Government Bonds18%
- Exchange Traded Equities15%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds7%
Owners & executives
3 of 3JANELLE THOMPSON
Chief People OfficerCRD 6338173
TAYLOR THOMPSON
Founder and Chief Investment OfficerCRD 6569907
TIMOTHY THOMPSON
Founder and Chief Executive OfficerCRD 2026912
Contacts
3 of 18DUSTIN WRIGHT
Investment Advisor RepresentativeCRD 6612109
KOREY DOUCETTE
Wealth Management AdvisorCRD 2435482
LARRY CELAYA
Vice President, Wealth Management AdvisorCRD 2341279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$2.9B in ETFs
79%
$2.3B
12%
$597M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK SEMICONDUCTOR ETF (SMH) | VanEck | Passive | Technology | $1.1B | 2,143,356 | 36.84% |
Location
FOREST CITY, IA
WINNEBAGO
Location
FOREST CITY, IA
Headquartered in FOREST CITY, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- WINNEBAGO
- Address
- 136 S 4th St
- Time zone
- CT (UTC-6)
- Office locations
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