Oasis Advisors
Firm details
- Headquarters
- Forest City, Iowa
- CRD number
- 335555
- Registered since
- April 11, 2025
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals95.44%
- HNWI1.67%
- Corporations / Businesses1.55%
- Pension & Profit Sharing Plans1.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Oasis Advisors is organized as a limited liability company and operates as an independent registered investment adviser. It is SEC-registered (2025) and identifies itself as a capital allocator that services both individual & family clients and institutional clients. The firm charges either a percentage of assets under management or fixed fees and provides financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. Oasis Advisors is not characterized as an active ESG investor in its disclosure.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds48%
- US Government Bonds18%
- Exchange Traded Equities15%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds7%
Owners & executives
3 of 3
Janelle Thompson
Chief People OfficerCRD 6338173
Taylor Thompson
Founder and Chief Investment OfficerCRD 6569907
Timothy Thompson
Founder and Chief Executive OfficerCRD 2026912
Contacts
3 of 20
Dustin Wright
Investment Advisor RepresentativeCRD 6612109
Korey Doucette
Wealth Management AdvisorCRD 2435482
Andrew Kern
CRD 5169299
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$161M in ETFs
73%
$118M
20%
$43.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PRINCIPAL US MEGA-CAP ETF (USMC) | Active | Large Blend | $20.1M | 270,674 | 12.45% |
Location
Forest City, IA
Winnebago
Location
Forest City, IA
Headquartered in Forest City, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- Winnebago
- Address
- 136 S 4th St
- Time zone
- CT (UTC-6)
- Office locations
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