Teton Advisors, LLC

RIASEC RegisteredEst. 1994
Total AUM
$251M
Discretionary
$251M
100% of AUM
Avg account
$83.6M
Accounts
3
Employees
5
Advisory reps
6

Firm details

Headquarters
Greenwich, Connecticut
CRD number
105963
Registered since
October 6, 1994
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Teton Advisors, LLC is an SEC-registered institutional RIA formed in 1994 and structured as an LLC. The firm serves primarily institutional clients while also providing portfolio management for individuals, small businesses, investment companies, and other business clients. Its stated fee model is asset-based (percentage of AUM). FINTRX flags the firm as an active ESG investor. Ownership is a mix of individual and domestic-entity stakeholders. The firm is not listed as a multi-state adviser and is not identified as a pension consultant; it maintains roles beyond pure advisory work, including sponsor and managing member responsibilities for pooled vehicles and broker-dealer and other adviser affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Casey Haars

    Casey Haars

    Chief Accounting OfficerCRD 5410755

Contacts

3 of 5
  • Nicola Galluccio

    Nicola Galluccio

    ChairmanCRD 1003002

  • Tiffany Hayden

    Tiffany Hayden

    CCOCRD 5562177

  • Vincent Amabile

    PresidentCRD 4356758

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
189 Mason St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth