FAIRLEAD ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2021
Total AUM
$272M
Discretionary
$272M
100% of AUM
Avg account
$272M
Accounts
1
Employees
4
Advisory reps
3

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
297384
Registered since
December 14, 2021
Fee structure
Other
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Fairlead Asset Management LLC is an SEC-registered investment adviser formed as an LLC and registered in 2021. The firm’s stated advisory activity is portfolio management for investment companies, and its client base is institutional rather than retail. Ownership is listed as a combination of a domestic entity and an individual, and the adviser is identified as related to another adviser, which is consistent with a sub-adviser or affiliated-manager structure rather than a standalone retail RIA. Fairlead reports neither multi-state adviser status nor active ESG investing, and it does not act as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Tracy Townshend

    Partner, COO/CCOCRD 7147397

Contacts

2 of 2
  • KATHERINE STOCKTON

    Founder and Managing PartnerCRD 3085173

  • William Tamplin

    Junior AnalystCRD 7422806

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
19 E Elm St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth