TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2009
Total AUM
$314M
Discretionary
$243M
77% of AUM
Avg account
$2.3M
Accounts
138
Employees
3
Advisory reps
2

Firm details

Headquarters
LOOKOUT MOUNTAIN, Tennessee
CRD number
149101
Registered since
November 25, 2009
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Charitable Organizations58.2%
  • HNWI23.63%
  • Pooled Investment Vehicles18.17%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Templeton & Phillips Capital Management, LLC is a privately owned investment adviser that has been SEC-registered since 2009. Organized as an LLC with individual ownership, the firm acts as a capital allocator for both individual/family and institutional clients. Its advisory mandate centers on discretionary portfolio management for individuals, small businesses and institutions, plus selection of sub-advisers. Compensation includes a percentage-of-AUM fee schedule and performance-based fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 39%, Other 29%, Non-Exchange Traded Equities 13%, Public Funds/Mutual Funds 11%, US Government Bonds 5%, Cash & Cash Equivalents 2%, Private Funds 1%39%
  • Exchange Traded Equities39%
  • Other29%
  • Non-Exchange Traded Equities13%
  • Public Funds/Mutual Funds11%
  • US Government Bonds5%

Contacts

2 of 2
  • DAVID PHILLIPS

    PrincipalCRD 3229474

  • LAUREN TEMPLETON

    OwnerCRD 3142189

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 10

Active vs passive

$2.6M in ETFs

Passive

100%

$2.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 600(TM) SMALL CAP ETF (SPSM)State StreetPassiveSmall Blend$499K10,31918.88%

Location

Primary office

LOOKOUT MOUNTAIN, TN

HAMILTON

Location

LOOKOUT MOUNTAIN, TN

Headquartered in LOOKOUT MOUNTAIN, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
HAMILTON
Address
810 Scenic Hwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth