Team Financial Planning

RIAState Registered
Total AUM
$3.8M
Discretionary
$3.8M
100% of AUM
Avg account
$629K
Accounts
6
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
327256
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI79.4%
  • Individuals20.6%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Team Financial Planning is an independent, owner-operated registered investment adviser organized as a limited liability company that serves individual and family clients. The firm provides comprehensive financial planning and portfolio management for individuals, small businesses and other entities, and also offers pension consulting and educational workshops. Its fee model includes assets-under-management billing alongside hourly and fixed-fee engagements. Team Financial Planning identifies as an active ESG investor and does not present itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Cash & Cash Equivalents 8%92%
  • Public Funds/Mutual Funds92%
  • Cash & Cash Equivalents8%

Owners & executives

FINTRX

Contacts

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth