Rock One Advisors, LLC

RIASEC Registered
Total AUM
$3.8M
Discretionary
$3.8M
100% of AUM
Avg account
$130K
Accounts
29
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
167431
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI50.76%
  • Individuals49.24%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Rock One Advisors, LLC is an independent registered investment advisor focused on providing financial planning and portfolio management services primarily for individuals and families. The firm operates as a limited liability company and is structured to offer personalized financial solutions tailored to the unique needs of its clients. Rock One Advisors emphasizes a client-centric approach, ensuring that each client receives dedicated attention and customized strategies to meet their financial goals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 63%, Exchange Traded Equities 13%, US Government Bonds 10%, Cash & Cash Equivalents 6%, State & Local Bonds 4%, Investment Grade Corp Bonds 4%63%
  • Non-Exchange Traded Equities63%
  • Exchange Traded Equities13%
  • US Government Bonds10%
  • Cash & Cash Equivalents6%
  • State & Local Bonds4%

Contacts

1 of 1
  • Abdul-majid Hasan

    Abdul-majid Hasan

    Managing PartnerCRD 5538321

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth