TD SECURITIES (USA) LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
1,782
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
18476
Registered since
January 2, 1987

Firm profile

FINTRX

Overview

TD Securities (USA) LLC is organized as a limited liability company and is registered with the SEC since 1987. FINTRX classifies the entity as an investment bank rather than an asset manager or capital allocator. Ownership is listed as a combination of a domestic entity and individual ownership. The firm is not identified as a multi-state registered investment adviser, and it is not flagged as an active ESG investor or a pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 11
  • MALCOLM LANG

    COO & CFOCRD 6248175

  • RENE KRAENZLIN

    Managing Director and Chief Operating OfficerCRD 2079574

  • CHRISTINA PETROU

    Chief Compliance OfficerCRD 4007468

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Contacts

3 of 1771
  • THOMAS KRAMER

    AssociateCRD 2404432

  • JULIA VALUYEVA

    DirectorCRD 4588630

  • EDWARD HUNT

    AssociateCRD 7825441

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Vanderbilt Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth