TD Securities (USA) LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 18476
- Registered since
- January 2, 1987
- Website
- www.tdsecurities.com
Firm profile
FINTRXOverview
TD Securities (USA) LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm first appeared in SEC records in 1987. Ownership is listed as a combination of a domestic entity and individual stakeholders. FINTRX indicates the firm does not act as a capital allocator, which aligns with its investment-banking classification rather than a traditional asset-management role. Disclosure in the dataset is limited. The firm is not identified as an active ESG investor, is not recorded as a multi-state adviser, and is not noted as a pension consultant or related adviser. FINTRX does not provide details on the firm’s client mix, fee schedules, specific business lines, or advisory activities, and no activities or affiliations were supplied in the source material.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 11
Michael Broadbery
Chief Compliance OfficerCRD 6947899
Stacey Judd
ContractorCRD 1673204

Rene Kraenzlin
Managing Director and Chief Operating OfficerCRD 2079574
Contacts
3 of 1869
Bart Ferrigno
DirectorCRD 4480156

Aerris Smith
AssociateCRD 6940989
John Rusch
Vice President, Equity ResearchCRD 6218368
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1 Vanderbilt Ave
- Time zone
- ET (UTC-5)
- Office locations
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