TCP Asset Management, LLC

RIASEC RegisteredEst. 2017
Total AUM
$1.2B
Discretionary
$1.1B
97% of AUM
Avg account
$236K
Accounts
5,021
Employees
43
Advisory reps
25

Firm details

Headquarters
Upper Arlington, Ohio
CRD number
286037
Registered since
January 3, 2017
Website
tcpasset.com
Custodians
CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals52.22%
  • HNWI47.78%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

TCP Asset Management, LLC is an independent registered investment adviser founded and SEC-registered in 2017 and organized as an LLC with individual ownership. The firm focuses on serving high-net-worth individuals and families, offering financial planning, portfolio management for individuals and small businesses, pension consulting and manager selection services. It operates as a capital allocator and charges clients via a mix of percentage-of-AUM, hourly, fixed and other fee arrangements. ESG is not listed as an active investment focus.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Exchange Traded Equities 10%, Cash & Cash Equivalents 4%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%82%
  • Public Funds/Mutual Funds82%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents4%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

3 of 4
  • Philip Bervig

    Philip Bervig

    Partner, Chief Investment OfficerCRD 5081514

  • Joshua Allen

    Joshua Allen

    PARTNER & CHIEF EXECUTIVE OFFICERCRD 5074710

  • Rebecca Goebel

    Rebecca Goebel

    Chief Compliance OfficerCRD 2305283

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Contacts

3 of 21
  • David Meske

    David Meske

    Wealth AdvisorCRD 4142982

  • Robert Mitchell

    Robert Mitchell

    Wealth AdvisorCRD 4852647

  • Mary Slane

    Mary Slane

    Wealth AdvisorCRD 4050817

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 129

Active vs passive

$1.1B in ETFs

Passive

59%

$647M

Active

41%

$452M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$134M178,51012.16%
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Location

Primary office

Upper Arlington, OH

Franklin

Location

Upper Arlington, OH

Headquartered in Upper Arlington, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
5000 Horizons Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth