TCP Asset Management, LLC
Firm details
- Headquarters
- Upper Arlington, Ohio
- CRD number
- 286037
- Registered since
- January 3, 2017
- Website
- tcpasset.com
- Custodians
- CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals52.22%
- HNWI47.78%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
TCP Asset Management, LLC is an independent, individual-owned registered investment adviser that focuses on wealth management for individuals and families. The firm is SEC-registered (registered in 2017) and positions itself as a capital allocator, blending discretionary portfolio management with financial planning and select adviser-sourcing for clients. Advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM, hourly, fixed-fee and other structures. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Exchange Traded Equities10%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities1%
- US Government Bonds1%
Owners & executives
3 of 4
Joshua Allen
PARTNER & CHIEF EXECUTIVE OFFICERCRD 5074710
Philip Bervig
Partner, Chief Investment OfficerCRD 5081514
Branda Allen
Chief Operations OfficerCRD 4577515
Contacts
3 of 21
Phillip Susi
Executive Vice President, PartnerCRD 5109197
Mary Slane
Wealth AdvisorCRD 4050817
David Meske
Wealth AdvisorCRD 4142982
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 130Active vs passive
$1.1B in ETFs
59%
$656M
40%
$448M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $140M | 180,777 | 12.66% |
Location
Upper Arlington, OH
Franklin
Location
Upper Arlington, OH
Headquartered in Upper Arlington, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 5000 Horizons Dr
- Time zone
- ET (UTC-5)
- Office locations
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