Taylor & Associates

Overview

Taylor & Associates operates as a small, independent registered investment adviser run as a sole proprietorship serving individual and family clients. Investment activity centers on equity exposure delivered primarily through exchange-traded instruments, with an expressed preference for ESG-aware strategies. The firm provides financial planning and portfolio management for individuals and small businesses and also acts as an insurance broker, which shapes its use of annuities and insurance-based solutions alongside traditional investment products. Given the adviser’s structure and asset mix, decision-making appears client-directed: the firm reports non-discretionary management across its accounts, relying on client approval for transaction-level implementation. The adviser uses a mix of fee arrangements—percentage of AUM, hourly, and fixed fees—allowing flexibility for planning engagements or one-off advice in addition to relationship-based portfolio services. The small client roster and concentrated custody relationship suggest a hands-on, relationship-driven practice rather than a scaled institutional platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices