TAX & INVESTMENT ADVISORS
Firm details
- Headquarters
- NEWBURYPORT, Massachusetts
- CRD number
- 327402
- Registered since
- May 21, 2026
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals60.06%
- HNWI39.94%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Tax & Investment Advisors is an independent, individual-owned LLC that operates as a fee-based registered investment adviser focused on individual and family clients. The firm functions as a capital allocator and delivers financial planning and portfolio management for individuals and small businesses. It also engages in selection of other advisers and produces periodicals or newsletters as part of its client communication/education activities. The firm reports an affiliation with an insurance company and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Cash & Cash Equivalents20%
- Non-Exchange Traded Equities15%
- Investment Grade Corp Bonds10%
Contacts
1 of 1ROBERT GUY
PresidentCRD 1726805
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
NEWBURYPORT, MA
ESSEX
Location
NEWBURYPORT, MA
Headquartered in NEWBURYPORT, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- ESSEX
- Address
- 29 Water St
- Time zone
- ET (UTC-5)
- Office locations
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