TANDEM FINANCIAL, LLC
Firm details
- Headquarters
- GREENWOOD VILLAGE, Colorado
- CRD number
- 292565
- Registered since
- August 19, 2021
- Website
- www.tandem-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI75.53%
- Individuals16.64%
- Charitable Organizations7.45%
- Corporations / Businesses0.24%
- Pension & Profit Sharing Plans0.15%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Tandem Financial, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2021. The firm serves both individual/family and institutional clients and operates as a capital allocator that uses a mix of percentage-of-AUM and fixed-fee billing. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and manager selection. Tandem reports an affiliation with an insurance company and does not identify as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds27%
- US Government Bonds9%
- Private Funds7%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1BRADLY MADDOCK
Chief Investment OfficerCRD 1504900
Contacts
3 of 5CHRISTOPHER MEYER
PrincipalCRD 6551031
RYAN ERICKSON
Co-FounderCRD 3128391
BENJAMIN WARWICK
AdvisorCRD 1528739
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 74Active vs passive
$275M in ETFs
83%
$229M
15%
$45.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $42.5M | 65,017 | 15.46% |
Location
GREENWOOD VILLAGE, CO
ARAPAHOE
Location
GREENWOOD VILLAGE, CO
Headquartered in GREENWOOD VILLAGE, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- ARAPAHOE
- Address
- 8400 E Prentice Ave
- Time zone
- MT (UTC-7)
- Office locations
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