FOCUSED ALPHA, LLC
Firm details
- Headquarters
- GREENWOOD VILLAGE, Colorado
- CRD number
- 310591
- Registered since
- June 2, 2021
- Website
- www.focusedalpha.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI47.7%
- Individuals26.52%
- State / Municipal Government22.68%
- Corporations / Businesses3.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Focused Alpha, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and established in 2021. The firm serves both individual and family clients as well as institutional relationships, and it functions as a capital allocator that selects third‑party managers in addition to managing portfolios directly. Advisory services include financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients; the firm also offers selection of other advisers. Business activities listed by the firm include insurance brokerage. Fee arrangements are flexible and include percentage‑of‑AUM billing along with hourly, fixed‑fee, and commission options. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Exchange Traded Equities28%
- Cash & Cash Equivalents10%
- Investment Grade Corp Bonds3%
- State & Local Bonds2%
Owners & executives
2 of 2ROBERT STRAUS
Chief Investment OfficerCRD 1864807
KEVIN GOLDIN
CEO & Senior AdvisorCRD 2438189
Contacts
3 of 5CONNOR JACKSON
Vice President, Wealth ManagementCRD 6443043
DANIEL BAROTZ
President & Senior AdvisorCRD 5114484
RYAN FREBERG
Managing PartnerCRD 5990091
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 110Active vs passive
$186M in ETFs
54%
$100M
33%
$85.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $14.9M | 46,370 | 7.98% |
Location
GREENWOOD VILLAGE, CO
ARAPAHOE
Location
GREENWOOD VILLAGE, CO
Headquartered in GREENWOOD VILLAGE, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- ARAPAHOE
- Address
- 5680 Greenwood Plaza Blvd
- Time zone
- MT (UTC-7)
- Office locations
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