Investment Management Associates

RIASEC Registered

Total AUM

$810M

Discretionary

$795M

98% of AUM

Avg account

$1.2M

Accounts

674

Employees

Advisory reps

Firm details

Headquarters: Greenwood Village, Colorado
CRD number: 110900
Registered since: January 23, 2020
Website: imausa.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Other
Client types: HNWI69.16%
Individuals19.64%
Corporations / Businesses10.66%
Charitable Organizations0.55%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Investment Management Associates is an independent registered investment adviser organized as a corporation and owned by an individual. The firm is SEC-registered (registered in 2020) and serves both high-net-worth individuals/families and institutional clients. Its advisory work focuses on discretionary portfolio management for individuals and small businesses as well as separate account or portfolio management for business and institutional mandates. Compensation is primarily a percentage-of-AUM fee, with other fee arrangements also used. The firm is not identified as an active ESG investor, does not describe itself as a multi-state adviser, and does not act as a capital allocator or pension consultant according to available records.