INVESTMENT MANAGEMENT ASSOCIATES

RIASEC RegisteredEst. 2020
Total AUM
$810M
Discretionary
$795M
98% of AUM
Avg account
$1.2M
Accounts
674
Employees
8
Advisory reps
3

Firm details

Headquarters
GREENWOOD VILLAGE, Colorado
CRD number
110900
Registered since
January 23, 2020
Website
imausa.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Other
Client types
  • HNWI69.16%
  • Individuals19.64%
  • Corporations / Businesses10.66%
  • Charitable Organizations0.55%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Investment Management Associates is a corporation that provides advisory services to individuals, families and institutional clients. The firm registered with the SEC in 2020 and is owned by an individual. Its advisory work centers on portfolio management for both individual/small-business clients and for businesses or institutional entities. Fee arrangements include AUM-based pricing and other fee structures. The firm reports a primary orientation toward equities and does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Cash & Cash Equivalents 10%, Public Funds/Mutual Funds 5%, Investment Grade Corp Bonds 1%, Derivatives 1%83%
  • Exchange Traded Equities83%
  • Cash & Cash Equivalents10%
  • Public Funds/Mutual Funds5%
  • Investment Grade Corp Bonds1%
  • Derivatives1%

Owners & executives

1 of 1
  • VITALIY KATSENELSON

    CEO & Chief Investment OfficerCRD 4392655

Contacts

2 of 2
  • Robert Eckart

    Operations AssociateCRD 8078860

  • Cyrus Pearo

    Vice President of OperationsCRD 6525767

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$4.2M in ETFs

Passive

100%

$4.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-1 YEAR TREASURY BOND ETF (SHV)BlackRockPassiveUltrashort Bond$3.9M35,21292.37%

Location

Primary office

GREENWOOD VILLAGE, CO

ARAPAHOE

Location

GREENWOOD VILLAGE, CO

Headquartered in GREENWOOD VILLAGE, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
5690 Dtc Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth