TAG Associates LLC

RIASEC RegisteredEst. 2002

Total AUM

$7.1B

Discretionary

$319M

5% of AUM

Avg account

$5.2M

Accounts

1,366

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 116959
Registered since: January 1, 2002
Website: tagassoc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI97.02%
Pooled Investment Vehicles2.86%
Pension & Profit Sharing Plans0.12%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

TAG Associates LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2002. The firm serves both individual/family and institutional clients and functions as a capital allocator and sponsor/GP/managing member of pooled investment vehicles. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, management of pooled vehicles, pension consulting, and the selection of other advisers. TAG also operates with CPO/CTA business activity. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees. TAG is not identified as an active ESG investor and is structured with domestic entity and individual ownership. Public recognition includes placement on FA Magazine’s Top RIA Firms list in 2020 and inclusion among Barron’s Top 100 RIA Firms in both 2021 and 2022.