CASPIAN CAPITAL, LP

RIASEC RegisteredEst. 2011

Total AUM

$7B

Discretionary

$7B

100% of AUM

Avg account

$502M

Accounts

14

Employees

29

Advisory reps

6

Firm details

Headquarters: New York, New York
CRD number: 155751
Registered since: April 7, 2011
Website: caspianlp.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles80.92%
Corporations / Businesses13.71%
Investment Companies5.38%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Caspian Capital, LP is a privately structured investment firm operating as a limited partnership and registered with the SEC since 2011. The firm serves institutional clients and combines hedge fund and private equity strategies while also functioning as a sponsor/GP and as a commodity pool operator/commodity trading advisor (CPO/CTA). Its advisory activity includes portfolio management for investment companies and pooled investment vehicles. Compensation typically includes both an asset-based fee and performance-linked fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Other55%
Non-Investment Grade Corp Bonds36%
Investment Grade Corp Bonds5%
Non-Exchange Traded Equities3%
Cash & Cash Equivalents1%

Owners & executives

3 of 3

CHRISTOPHER MANZ
Chief Financial OfficerCRD 1603075
TERESE BEST
Chief Operating OfficerCRD 4239350
DOMINICK CROMARTIE
General Counsel and Chief Compliance OfficerCRD 7154007

Contacts

3 of 3

THEODORE PERKINS
PresidentCRD 5441490
DAVID CORLETO
Partner & Co-Portfolio ManagerCRD 3106703
ADAM COHEN
Managing Partner and Portfolio ManagerCRD 4150861

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 10 E 53rd St
Time zone: ET (UTC-5)
Office locations

Similar firms

ONE MADISON GROUP LLC

New York, NY

AUM $7BTEAM 23REPS 7

WINDROSE HEALTH INVESTORS, LLC

New York, NY

AUM $7BTEAM 22REPS 6

GLG LLC

New York, NY

AUM $7BTEAM 29REPS 4

CANNELL & SPEARS LLC

New York, NY

AUM $7BTEAM 40REPS 27

ARGO INFRASTRUCTURE PARTNERS LP

New York, NY

AUM $7.1BTEAM 17REPS 9

JOHN W. BRISTOL & CO., INC.

New York, NY

AUM $7.1BTEAM 18REPS 10

More RIAs in New York →All New York RIAs →