CANNELL & SPEARS LLC

RIASEC RegisteredEst. 2007

Total AUM

$7B

Discretionary

$6.8B

97% of AUM

Avg account

$2.7M

Accounts

2,577

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 142633
Registered since: January 3, 2007
Website: www.spearsabacus.com
Custodians: FIDUCIARY TRUST COMPANY INTERNATIONAL, CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI88.96%
Charitable Organizations3.58%
Corporations / Businesses3.31%
Investment Companies1.63%
Individuals1.61%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Cannell & Spears LLC is an independent registered investment adviser that has been SEC-registered since 2007. The firm serves both individual/family and institutional clients and functions as a capital allocator — selecting third‑party managers and sponsoring pooled vehicles in addition to providing direct portfolio management. Its advisory services include financial planning, portfolio management for individuals and institutions, management of pooled investment vehicles, and the selection of other advisers. Fee arrangements include percentage of AUM, fixed fees, and performance‑based fees. The firm is not identified as an active ESG investor and is privately held as a limited liability company. AdvisorHub named Cannell & Spears LLC to its “50 RIA Firms to Watch” list in 2026.