T. ROWE PRICE JAPAN, INC.

RIASEC RegisteredEst. 2018
Total AUM
$24.1B
Discretionary
$24.1B
100% of AUM
Avg account
$305M
Accounts
79
Employees
80
Advisory reps
9

Firm details

Headquarters
TOKYO,
CRD number
290585
Registered since
March 20, 2018
Custodians
STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles58.2%
  • Pension & Profit Sharing Plans31.66%
  • Investment Companies6.95%
  • Sovereign Wealth Funds2.52%
  • State / Municipal Government0.43%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

T. Rowe Price Japan, Inc. operates as an institutional-focused investment manager with a clear leaning toward equities and exchange-traded instruments. The firm is registered for advisory activity and functions in multiple roles across the investment chain, including portfolio management for institutions and pooled vehicles, and activity as a CPO/CTA. It charges percentage-of-AUM fees and can assess performance-based fees on applicable mandates. The firm identifies as an active ESG investor, which informs its security selection and likely affects construct choices across both listed and pooled strategies. Structurally the adviser is a foreign-owned entity operating in Japan and maintains affiliations that span broker-dealer services, trust company roles, and sponsor or GP responsibilities for pooled vehicles. It does not operate primarily as a capital allocator; instead, it manages client assets directly across discretionary mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Cash & Cash Equivalents 8%, Other 7%, Non-Investment Grade Corp Bonds 3%, Derivatives 2%, US Government Bonds 1%, Sovereign Bonds 1%, Public Funds/Mutual Funds 1%75%
  • Exchange Traded Equities75%
  • Cash & Cash Equivalents8%
  • Other7%
  • Non-Investment Grade Corp Bonds3%
  • Derivatives2%

Owners & executives

1 of 1
  • Sik Chao

    Chief Compliance OfficerCRD 7347866

Contacts

3 of 8
  • ELSIE CHAN

    Head of DistributionCRD 3103490

  • Phillipe Ayral

    DirectorCRD 6916126

  • DAVID OESTREICHER

    General CounselCRD 4594569

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

TOKYO, null

Location

TOKYO, null

Headquartered in TOKYO, null.

Address
92 Marunouchi 1chome
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth