POLEN CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- BOCA RATON, Florida
- CRD number
- 106093
- Registered since
- April 7, 1980
- Website
- www.polencapital.com
- Custodians
- MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC., STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Other Investment Advisers36.68%
- Investment Companies21.73%
- Pooled Investment Vehicles15.73%
- Pension & Profit Sharing Plans7.03%
- State / Municipal Government6.86%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Polen Capital Management, LLC is an LLC-structured investment adviser that has been SEC-registered since 1980 and is classified in the source data as operating hedge-fund-style strategies. The firm provides discretionary portfolio management across a range of client types — individuals and families, pooled investment vehicles, investment companies, and institutional/business clients — and charges both a percentage-of-assets fee and performance-based fees. Polen does not identify as an active ESG investor in the supplied data. It also carries industry roles beyond pure adviser work, acting as sponsor, general partner, and managing member of pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities97%
- Cash & Cash Equivalents3%
- Public Funds/Mutual Funds1%
Owners & executives
3 of 7GRAHAM WARD
Chief Financial OfficerCRD 4842583
BRIAN GOLDBERG
General Counsel & Chief Compliance OfficerCRD 6403077
JESSICA BASHARA
Chief of StaffCRD 6344749
Contacts
3 of 12LEONARDO GONZALEZ
Relationship ManagerCRD 5275293
THOMAS ABBATACOLA
Relationship ManagerCRD 4973788
JOHN GUNTHER
Senior Relationship ManagerCRD 3007911
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$297M in ETFs
99%
$295M
1%
$2.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 GROWTH ETF (IWF) | BlackRock | Passive | Large Growth | $178M | 418,053 | 59.96% |
Location
BOCA RATON, FL
PALM BEACH
Location
BOCA RATON, FL
Headquartered in BOCA RATON, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- PALM BEACH
- Address
- 1825 NW Corporate Blvd
- Time zone
- ET (UTC-5)
- Office locations
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