Polen Capital Management, LLC

RIASEC RegisteredEst. 1980
Total AUM
$24.1B
Discretionary
$24.1B
100% of AUM
Avg account
$15M
Accounts
1,607
Employees
168
Advisory reps
18

Firm details

Headquarters
Boca Raton, Florida
CRD number
106093
Registered since
April 7, 1980
Website
www.polencapital.com
Custodians
MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC., STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Other Investment Advisers36.68%
  • Investment Companies21.73%
  • Pooled Investment Vehicles15.73%
  • Pension & Profit Sharing Plans7.03%
  • State / Municipal Government6.86%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Polen Capital Management, LLC is an SEC-registered investment adviser operating since 1980. The firm is structured as a limited liability company and is classified in the snapshot data as a hedge-fund manager that serves both individual/family and institutional clients. Its advisory services include portfolio management for individuals and small businesses, investment companies, pooled investment vehicles, and other business or institutional clients. Compensation is a mix of percentage-of-AUM and performance-based fees. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%, Public Funds/Mutual Funds 1%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%
  • Public Funds/Mutual Funds1%

Owners & executives

3 of 7
  • Graham Ward

    Graham Ward

    Chief Financial OfficerCRD 4842583

  • Brian Goldberg

    Brian Goldberg

    General Counsel & Chief Compliance OfficerCRD 6403077

  • Jessica Bashara

    Chief of StaffCRD 6344749

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Contacts

3 of 11
  • Leonardo Gonzalez

    Leonardo Gonzalez

    Relationship ManagerCRD 5275293

  • Thomas Abbatacola

    Thomas Abbatacola

    Relationship ManagerCRD 4973788

  • John Gunther

    John Gunther

    Senior Relationship ManagerCRD 3007911

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 57

Active vs passive

$180M in ETFs

Passive

99%

$177M

Active

1%

$2.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 GROWTH ETF (IWF)BlackRockPassiveLarge Growth$83.3M671,22746.27%
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Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
1825 Nw Corporate Blvd
Time zone
ET (UTC-5)
Office locations

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