SYON CAPITAL LLC

RIASEC RegisteredEst. 2022
Total AUM
$4.4B
Discretionary
$2.3B
53% of AUM
Avg account
$4M
Accounts
1,089
Employees
17
Advisory reps
11

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
322776
Registered since
August 12, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI97.84%
  • Pooled Investment Vehicles1.18%
  • Charitable Organizations0.98%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Syon Capital LLC is a fee-for-service investment manager that combines private fund sponsorship with discretionary and non-discretionary portfolio management for individual, family and institutional clients. Registered with the SEC in 2022 and organized as an LLC, the firm functions as a private equity and venture capital manager while also operating as a multifaceted fund manager and sponsor/GP of pooled vehicles. Its advisory activity spans separately managed accounts, pooled investment vehicles and selection of outside advisers. The firm charges a mix of percentage-of-AUM, fixed, hourly and performance-based fees. Syon Capital does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Public Funds/Mutual Funds 39%, Private Funds 11%, Cash & Cash Equivalents 4%, State & Local Bonds 2%, US Government Bonds 1%43%
  • Exchange Traded Equities43%
  • Public Funds/Mutual Funds39%
  • Private Funds11%
  • Cash & Cash Equivalents4%
  • State & Local Bonds2%

Owners & executives

3 of 3
  • ASHU CHOPRA

    Founder & CEOCRD 4263099

  • PETER LOWDEN

    Chief Investment OfficerCRD 2458080

  • SIEN CHEN

    Chief Operating OfficerCRD 5494298

Contacts

3 of 8
  • ASHISH SHAH

    Private Wealth AdvisorCRD 3102697

  • Bernardino Ortiz

    Relationship ManagerCRD 6564518

  • Michelle Benicta

    Client Service AssociateCRD 7201957

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 120

Active vs passive

$827M in ETFs

Passive

96%

$795M

Active

2%

$32.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CALIFORNIA MUNI BOND ETF (CMF)BlackRockPassiveMuni California Long$76.9M1,352,1289.30%

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
555 Montgomery St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth