Hanwha Asset Management (USA) Ltd.

RIASEC RegisteredEst. 2017
Total AUM
$4B
Discretionary
$4B
100% of AUM
Avg account
$999M
Accounts
4
Employees
22
Advisory reps
6

Firm details

Headquarters
San Francisco, California
CRD number
288464
Registered since
July 3, 2017
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies85.9%
  • Pooled Investment Vehicles8.57%
  • Banking / Thrift Institutions5.53%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hanwha Asset Management (USA) Ltd. is the U.S. affiliate of a foreign-owned asset manager, organized as a corporation and registered with the SEC in 2017. The firm serves institutional clients and is structured around pooled investment vehicles and advisory relationships with businesses or institutions. Its stated compensation mixes percentage-of-assets and performance-based fees. Hanwha (USA) is classified in FINTRX as operating venture capital funds and also functions in roles beyond pure adviser — filings list affiliations as a broker-dealer, insurance company relationship, sponsor of limited partnerships, and sponsor/GP/managing member of pooled investment vehicles. The firm is not listed as an active ESG investor, is not a multi-state adviser, and does not position itself as a capital allocator in the FINTRX snapshot. Advisory activity is focused on portfolio management for pooled vehicles and institutional/business mandates rather than retail or mass-affluent channels.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 92%, US Government Bonds 5%, Non-Exchange Traded Equities 3%92%
  • Investment Grade Corp Bonds92%
  • US Government Bonds5%
  • Non-Exchange Traded Equities3%

Owners & executives

3 of 4
  • Howard Kim

    Chief Executive OfficerCRD 8209991

  • Sang Hyuk Cho

    Chief Operating Officer and Chief Financial OfficerCRD 8209998

  • Aram Ko

    Co-ceoCRD 8209989

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Contacts

2 of 2
  • Kyung Dong Park

    DirectorCRD 8209993

  • Jung Seok Kim

    Managing DirectorCRD 8209996

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
300 Grant Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth